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Michael Walschots – “The Rationality of Love: Benevolence and Complacence in Kant and Hutcheson”

In this post, Michael Walschots discusses his article recently published in Ergo. The full-length version of Michael’s article can be found here.

A couple kissing, flowers in her hands, and a cake on the breakfast table.
“Birthday” (1915) Marc Chagall

Not so long ago, saying that Immanuel Kant had something interesting to say about love would have struck most people as odd. As a prototypical rationalist who looks down upon the sensible side of human existence, it was assumed that love plays an insignificant role in Kant’s thought. Thankfully, this stereotype is fading due to very important research on Kant’s understanding of love published in the past few years.

In Love’s Enlightenment, for instance, Ryan Patrick Hanley argues that Kant is one of the truly preeminent modern theorists of love because of the radical alternative Kant proposes to what Hanley calls the ‘sentimentalist’ and ‘theological’ conceptions that preceded him (Hanley 2017, 135).

In his 2018 book Kant on Love, Pärttyli Rinne carries out the most comprehensive study of Kant’s understanding of love published to date. In it, he illustrates both that Kant has quite a lot to say about love and that his account is relatively detailed, systematic, and consistent throughout all of his major writings (Rinne 2018, 1).

In Sex, Love, and Gender: A Kantian Theory, Helga Varden argues that, although Kant himself had mistaken views about sex and gender minorities, Kant’s philosophy nonetheless contains the philosophical resources we need to better understand sex, love, and gender in ways that can improve the experience and lives of those most affected by the misunderstanding of these concepts (Varden 2020, 7-8).

Collectively, this recent research illustrates that Kant’s understanding of love might not be as objectionable as one might have expected from a philosopher with such old-fashioned (to put it mildly) views about women, sex, and marriage.

At the same time, a consensus has emerged in the literature, according to which Kant understands love to be a purely pathological phenomenon. Kant himself suggests this reading in various places: in the Metaphysics of Morals, for instance, he claims that

“[l]ove is a matter of feeling [Empfindung], not of willing” (6:401). 

He also states that what he calls “practical love”– namely benevolent action from duty – should not be considered love properly speaking because it is “conduct” rather than a feeling (6:399). 

However, Kant also makes an additional claim about love that complicates conceiving of it as a mere feeling. He claims, namely, that

love in general […] can be divided into that of benevolence and that of complacence (benevolentiae et complacentiae), and both (as is self-evident) must be rational” (6:45n, translation modified) 

This “general division” of love, as Rinne has called it (Rinne 2018: 1), is central to Kant’s thinking and raises some important questions about his understanding of love more generally. Perhaps most importantly: Does Kant really think that “love in general”, i.e., all love, can be classified as either benevolence or complacence and thus that all love is rational?

We can only answer this question once we know how Kant understands both benevolence and complacence in the first place. And although Kant and his commentators have lots to say about benevolence, unfortunately not much attention has been given to complacence.

My aims in this paper are twofold:

  1. I offer an interpretation of Kant’s notion of complacence by situating it next to what is likely the historical inspiration for it, namely Francis Hutcheson’s own very similar notion, with which Kant was familiar and with whose terminology Kant remains consistent. 
  2. I seek to identify the sense in which both benevolence and complacence are rational, for Kant, in light of my previous analysis. 

The paper has five sections

In section one (1), I introduce Kant’s distinction between benevolence and complacence and its place in his thought.

In section two (2), I outline Hutcheson’s understanding of benevolence and complacence. For Hutcheson, these two types of love correspond to the two central topics of moral philosophy, namely the approval of morally good action, affection, and character by the moral sense (love of complacence) and the motive of morally praiseworthy action (love of benevolence). Hutcheson conceives of these two types of love as rational in the sense that they can only have rational beings as both their subject and object.

In section three (3), I offer an interpretation of Kant’s conception of love of complacence that is informed by certain features of Hutcheson’s understanding of the term. More specifically, I argue that Kant understands complacence as approval and that he distinguishes between two kinds of approval, namely sensible and intellectual, depending on whether the object we approve of is a maxim that promotes happiness or one that is consistent with morality, respectively.

In section four (4), I argue that both complacence and benevolence are rational, for Kant, in the sense that they presuppose that human beings possess certain higher cognitive capacities, namely the capacity to use concepts and the ability to make inferences. I also explain how it is perfectly compatible with, and perhaps even required by, Kant’s empirical psychology for both kinds of love to be rational in this way and yet nonetheless remain a feeling.

I conclude in section five (5) by discussing some broader implications of my previous conclusions. For instance, I give reason to believe that Kant does indeed conceive of all love, properly speaking, as rational in the sense I have described. I also argue that this means that “love as attraction” (6:470), i.e. affectionate love, and sexual love do not count as love properly speaking, for Kant, because they do not involve reason.

As a whole, it is my hope that the paper places us in a position to better understand the nuances of Kant’s conception of love more generally.

References

  • Hanley, R. P. (2017). Love’s Enlightenment. Cambridge University Press.
  • Kant, I. (1900–). Gesammelte Schriften (Akademie Ausgabe). Vol. 1–22 Ed. Preussische Akademie der Wissenschaften, Vol. 23 Ed. Deutsche Akademie der Wissenschaften zu Berlin, Vol. 24ff. Ed. Akademie der Wissenschaften zu Göttingen.
  • Rinne, P. (2018). Kant on Love. De Gruyter.
  • Varden, H. (2020). Sex, Love, and Gender: A Kantian Theory. Oxford University Press.

Want more?

Read the full article at https://journals.publishing.umich.edu/ergo/article/id/4670/.

About the author

Michael Walschots is a postdoctoral fellow in the Department of Philosophy at Johannes Gutenberg University Mainz in Germany, where he is part of a project entitled: ‘Rethinking Enlightenment: The Reception of John Locke in Germany’. He is the editor and translator of Kant’s Critique of Practical Reason: Background Source Materials (Cambridge University Press, 2024) and the co-editor of Christian Wolff’s German Ethics: New Essays (Oxford University Press, 2024).

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Brandon Smith – “Healthy and Happy Natural Being: Spinoza and Epicurus Contra the Stoics”

In this post, Brandon Smith discusses the article he recently published in Ergo. The full-length version of Brandon’s article can be found here.

etching showing death coming in from the window while a doctor chases it away with a syringe
“The Doctor dismissing Death” (1785) Peter Simon, Francis Jukes, and Thomas Rowlandson

Like many of his fellow philosophers in the seventeenth-century, Benedict de Spinoza (1632-1677) was heavily engaged with the views of ancient thinkers. In particular, Spinoza’s philosophy shares many affinities with Stoicism (James 1993; Miller 2015; Pereboom 1994). Both, for example:

  1. think that God is the universe itself (pantheism) and everything that occurs happens necessarily (determinism);
  2. conceive of happiness as being rational and virtuous;
  3. critique passions as flawed judgments about good and bad; 
  4. promote a therapeutic approach to combatting harmful passions through the practice of modifying our value judgments; and
  5. distinguish between passions and rational emotions.

However, Spinoza also (from his perspective) improves on certain Stoic doctrines by denying that God acts purposefully, acknowledging the goodness of passions in certain contexts, and conceiving of virtue and happiness as both physical and intellectual in nature (DeBrabander 2007; Long 2003; Miller 2015).

Curiously, Spinoza also shares noteworthy affinities with Epicureanism, an important ancient opponent to Stoicism (Bove 1994; Guyau 2020; Lagrée 1994; Vardoulakis 2020). For instance, Spinoza and Epicurus are both committed to:

  1. a rejection of providence, creation, supernatural phenomena, and the immortality of the soul;
  2. materialistic (rather than supernatural) explanations of natural phenomena; and
  3. a pleasure-oriented conception of happiness. 

My focus in this paper is on (iii) because I think that pleasure plays a foundational role in both their philosophies and that previous scholarship does not capture the richness and nuance of the agreements and disagreements between them on this subject. Moreover, Spinoza’s agreements with Epicurus on pleasure make it clear that he is neither a dogmatic disciple of nor a mere innovator on Stoicism, despite his common ground with them in many respects. Ultimately, I argue that Spinoza and Epicurus are committed to three central claims which the Stoics reject:

  1. pleasure holds a necessary connection to being healthy;
  2. pleasure manifests healthy being through positive changes in state and states of healthy being in themselves;
  3. pleasure is by nature good.

Epicurus distinguishes between two kinds of pleasures: kinetic and katastematic (DL X.136; OM I.37). Kinetic pleasure represents a change in one’s state of being through the process of satisfying a desire. Necessary kinetic pleasures, like eating, drinking, sleeping, and learning, directly promote our natural functioning or health by removing either pain in the body or disturbance in the mind. Unnecessary kinetic pleasures conversely diversify the expression of healthy being through desires related to preferences (e.g., satisfying my basic need for food through steak or chocolate in particular), activities (e.g., reading or running), or external things (e.g., wealth, marriage, or social approval). Katastematic pleasure is the enjoyment of being healthy in itself through the absence of desire, for example, being satiated, well-rested, and tranquil. Happiness as the highest good consists specifically in katastematic pleasure. According to Epicurus, all pleasures essentially promote healthy being and happiness, and are thus intrinsically good, because they either lead to, constitute, or diversely express, the unimpeded natural functioning of the body or mind. A pleasure can only be bad then insofar as it is pursued in a manner that leads to its destruction by causing pain or disturbance (i.e., impediments to natural functioning), namely through excess or misunderstanding of the hierarchy of value amongst pleasures (LM 128–132; PD VIII, XXIX–XXX). 

Spinoza makes a similar distinction between transitional and non-transitional pleasures (E3da2; E5p36s; E5p42). All individuals possess an essential power to express and preserve themselves through bodily and mental activities (E3p6; E4p38–9; E4p26). Transitional pleasures, like eating, drinking, and learning, increase our self-affirmative power. Non-transitional pleasures express our degree of self-affirmative power in itself through bodily activities like sculpting or running and mental activities like scientific understanding of God, nature, and ourselves as human beings and individuals. Blessedness, as the highest happiness and good, consists specifically in the non-transitional pleasure of being as physically and intellectually active as possible. Both kinds of pleasure for Spinoza are however by nature good insofar as they are tied to promoting bodily and mental health in the form of physical and intellectual self-empowerment. Any badness that arises from a pleasure is due to that pleasure being enjoyed in an excessive manner that undermines its self-empowering nature. Insofar as we knowingly pursue pleasure in line with its nature then it can only lead to flourishing (E4p41–4s; E5p10s).

In summary, both Epicurus and Spinoza draw necessary connections between pleasure, health, goodness, and happiness.

Health manifests itself as unimpeded bodily/mental functioning for Epicurus and self-affirmative bodily/mental power for Spinoza. Because health is the shared metric of goodness here and happiness is the ultimate good, both philosophers place a happy life in the joy of healthy being (i.e. natural functioning or self-affirmative power) itself.  From this foundation, they distinguish between pleasures as positive health-oriented changes in one’s state of being (kinetic pleasure and transitional pleasure) and pleasures as expressions of healthy being in itself (katastematic pleasure and non-transitional pleasure). It is pleasure’s essential role in promoting bodily and mental health that leads Epicurus and Spinoza to argue that all forms of pleasure are by nature good, and that pleasures can only be bad if enjoyed in a manner that undermines their health-promoting nature as pleasures.

Epicurus and Spinoza, in their own distinctive ways, help us to see the true nature and value of pleasure in our pursuit of flourishing and fulfillment. Epicurus offers us an account of happiness which carries the advantage of being fairly easy to achieve and maintain as the simple enjoyment of physical and mental health, while Spinoza offers us an account which carries the advantage of strongly emphasizing the active connotations of being and living well, in order to encourage us to joyfully express ourselves as fully as possible both physically and intellectually. The ultimate lesson for us is that any harm that comes to us by way of pleasure is the result of our own misunderstanding and misuse of nature’s greatest good and not at all the fault of pleasure (in any of its forms) or our essential desire for it.

References

  • Bove, Laurent (1994). “Épicurisme Et Spinozisme: L’éthique.”  Archives de Philosophie 57(3): 471–484.
  • Cicero, Marcus Tullius (2004). On Moral Ends. Julia Annas (Ed.) and Raphael Woolf (Trans.). Cambridge University Press. [OM]
  • Epicurus (1994). “Letter to Menoeceus”. In Brad Inwood and L.P. Gerson (Eds. and Trans.), The Epicurus Reader: Selected Writings and Testimonia (28–31). Hackett. [LM]
  • Epicurus (1994). “Principal Doctrines”. In Brad Inwood and L.P. Gerson (Eds. and Trans.), The Epicurus Reader: Selected Writings and Testimonia (32–36). Hackett. [PD]
  • Guyau, Jean-Marie (2020). Spinoza: A Synthesis of Epicureanism and Stoicism. Frederico Testa (Trans.). Parrhesia, 32, 33–44.
  • James, Susan (1993). “Spinoza the Stoic”. In Tom Sorrell (Ed.), The Rise of Modern Philosophy: The Tensions between the New and Traditional Philosophies from Machiavelli to Leibniz (289–316). Oxford University Press.
  • Lagrée, Jacqueline (1994). “Spinoza “Athée & Épicurien””. Archives de Philosophie 57(3): 541–558.
  • Long, A. A. (2003). “Stoicism in the Philosophical Tradition”. In Jon Miller and Brad Inwood (Eds.), Hellenistic and Early Modern Philosophy (7–29). Cambridge University Press. 
  • Miller, Jon (2015). Spinoza and the Stoics. Cambridge University Press. 
  • Pereboom, Derk (1994). Stoic Psychotherapy in Descartes and Spinoza. Faith and Philosophy, 11(4), 592–625. 
  • Spinoza, Benedict de (2002). Ethics. In Michael L. Morgan (Ed.) and Samuel Shirley (Trans.), Spinoza: Complete Works (213–282). Hackett. [E]  [da = definitions of the affects/emotions; p = proposition; s = scholium]
  • Vardoulakis, Dmitris (2020). Spinoza, The Epicurean: Authority and Utility in Materialism. Edinburgh University Press. 

Want more?

Read the full article at https://journals.publishing.umich.edu/ergo/article/id/6156/.

About the author

Brandon Smith is a FRQSC Postdoctoral Fellow at the University of Wisconsin-Madison’s Institute for Research in the Humanities. His research interests include Spinoza, 17th century philosophy, ancient Greek philosophy, ethics, and philosophy of happiness. He is in in the process of turning his dissertation into a book, The Search for Mind-Body Flourishing in Spinoza’s Eudaimonism, which explores Spinoza’s engagement with Aristotle, Epicurus, and the Stoics on the roles of pleasure, virtue, mind, and body in living a happy, flourishing life.

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Paul L. Franco – “Susan Stebbing on Logical Positivism and Communication”

In this post, Paul L. Franco discusses his article recently published in Ergo. The full-length version of Paul’s article can be found here.

portrait of Susan Stebbing, 1939
Lizzie Susan Stebbing
photographed by Howard Coster (1939) © National Portrait Gallery, London

In anthologies aimed at giving readers an overview of analytic philosophy in the early twentieth century, we are used to seeing listed works by G.E. Moore, Bertrand Russell, Rudolf Carnap, and Ludwig Wittgenstein. But upon reading these anthologies it is not immediately obvious what, say, Moore’s common-sense philosophy shares with Carnap’s scientific philosophy. Moore waves his hands to prove an external world; Carnap uses formal languages to logically construct it. Yet, both belong to a tradition now-called analytic philosophy. Following Alan Richardson, I think an interesting question in history of analytic philosophy concerns how this happened. 

One common story centers A.J. Ayer’s visit around 1933 to the Vienna Circle to study with Moritz Schlick, Carnap’s colleague and leading representative of the logical positivist movement. Ayer distilled the lessons from his visit in his book Language, Truth and Logic (1936). In a readable style – more accessible than the technical work of some Vienna Circle members – Ayer brought the good word of verificationism to an Anglophone audience, resulting in vigorous debate.

Like Siobhan Chapman, Michael Beaney, and others, I think that this story – although not entirely wrong – neglects Susan Stebbing’s role in shaping early analytic philosophy. She contributed through her involvement with the journal Analysis, which published papers on logical positivism before 1936. She was also a central institutional figure in other ways, inviting Schlick and Carnap to lecture in London. In contrast with Ayer, who admitted that the extent of his scientific background was listening to a Geiger counter once in a lab, Stebbing, like the logical positivists, paid close attention to science. 

Stebbing’s sustained engagement with logical positivists in articles and reviews in the thirties is central to their reception in the British context. This work is also a core part of Stebbing’s rich output on philosophical analysis. For these reasons, her work illuminates early analytic philosophy’s development.

My paper reconstructs and interprets Stebbing’s criticisms of the logical positivist conception of analysis. The centerpiece is “Logical Positivism and Analysis” in which she contrasts her understanding of the logical positivist approach with the sort of analysis Moore practices. Stebbing argues that Moore insists on a threefold distinction between:

  1. knowing that a proposition is true;
  2. understanding its meaning;
  3. giving an analysis of it.

Accordingly, philosophical analysis doesn’t give the meaning of statements or justify them. Instead, it clarifies relationships between statements which are already known and understood.

Although she is not an acolyte of Moore, Stebbing agrees with the fundamentals of his account and contrasts it with the picture offered by logical positivism. On her view, the logical positivist conception of analysis – represented by Wittgenstein, Schlick, and Carnap – begins with the principle of verification. This principle says the meaning of a statement is its method of verification. To know a statement’s meaning is to know what verifies it, and philosophical analysis clarifies a statement’s meaning by revealing its verification conditions. Carnap was also committed to what he called methodological solipsism. This is the view that the verification of statements about physical objects and other minds is provided by that which is immediately given in phenomenal experience. Adopting this methodological commitment means that verification conditions reduce to first-personal statements about experience.

Stebbing asks how the principle of verification can ground communication in light of methodological solipsism. For her, the logical positivists should be able to answer. This is because they are interested in meaning and knowledge, and communication is necessary for intersubjective knowledge. Here, we come to the crux of her criticisms. She says that the identification of meaning with verification conditions collapses Moore’s threefold distinction. Then, she argues that in collapsing the distinction, and given Carnap’s methodological solipsism, the principle of verification gives counterintuitive conclusions about the meaning of statements about other minds and the past.

For example, on Stebbing’s account of logical positivism, the meaning of your statement “I have a toothache” is, for me, given in first-personal statements about my experience of your bodily behavior, your utterances, and so on. Similarly, the meaning of historical statements like “Queen Anne died in 1714” is given by first-personal statements about my experience when consulting the relevant records. After all, the verification theory of meaning identifies the meaning of statements with their verification conditions and methodological solipsism says those are found in statements about what is given in phenomenal experience. But Stebbing thinks this misidentifies knowing that a statement is true with understanding its meaning. For her, it is clear that you don’t intend to communicate about my experience in talking about your toothache. It is also clear that when you speak about Queen Anne’s death, you do not intend to communicate about the way I would verify it. Instead, in talking about your toothache, you intend to communicate about your experience; in talking about Queen Anne’s death, you intend to communicate about the world. Stebbing thinks that I understand the meaning of both statements because they are about the “same sort” (Stebbing 1934, 170) of things I could experience, even though I’m not currently experiencing them. For Stebbing, it is this “same-sortness” of experience which grounds our understanding of the meaning of statements about other minds and history, not our knowledge of their verification conditions. 

These are just the basics; my paper has other details of Stebbing’s criticisms – and related ones by Margaret MacDonald –that I’m tempted to mention but won’t. Instead, I’ll close by explaining how paying close attention to Stebbing’s engagement with logical positivism can be helpful. As I see it, there are three main upshots.  

First, we can better understand Stebbing’s novel contributions to the analytic turn in philosophy, especially her attention to the nuances of different types of philosophical analysis. 

Second, we realize that the well-worn, presumed-to-be-devastating objection that the principle of verification fails to meet its own criteria for meaningfulness doesn’t appear in Stebbing’s work. Rather, she is concerned about whether logical positivism provides an account of meaning that explains successful communication. Whatever problems verificationism was thought to have, they were more interesting than whether the principle of verification is verifiable.

Third, by paying close attention to Stebbing’s focus on communication, we can better understand how her appeal to the common-sense conviction that we understand what we are talking about when we talk in clear and unambiguous ways is echoed in criticisms of logical positivism in ensuing decades – in particular, in the criticisms developed by ordinary language philosophers like J.L. Austin and P.F. Strawson. 

Stebbing shaped the understanding of logical positivism in a way that made their brand of philosophical analysis recognizably similar to that of philosophers who didn’t share their scientific concerns. In doing so, she helped create the big tent that is early analytic philosophy. 

Want more?

Read the full article at https://journals.publishing.umich.edu/ergo/article/id/5185/.

About the author

Paul L. Franco is Associate Teaching Professor in Philosophy at the University of Washington-Seattle. His research is in the history of analytic philosophy, the history of philosophy of science, values in science, and intersections between the three areas. He currently serves as the treasurer for HOPOS

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Sebastian Bender – “Spinoza on the Essences of Singular Things”

In this post, Sebastian Bender discusses the article he recently published in Ergo. The full-length version of Sebastian’s article can be found here.

Picture of a red drop at the center of an intricate double spiral pattern painted on a rugged cloth
“At the core” (1935) Paul Klee

Essences play a key role in Spinoza’s philosophy, but it is surprisingly difficult to figure out what he takes them to be. Are essences concepts, as some commentators suggest? (Wolfson 1934; Newlands 2018.) Or are they something in things? And what is their theoretical role in Spinoza’s system?

The surprising finding of the paper is that Spinoza’s account of essence is much further removed from traditional Aristotelian accounts than one might expect.

The notion of essence has had a central role in the history of Western philosophy at least since Aristotle, and Spinoza’s account can only be understood against this background. For Aristotle and his scholastic successors, the essence of a thing tells us what that thing is. A well-known example is the Aristotelian definition of a human being as a rational animal. This definition expresses the essence of a human. It states that being rational and being an animal are essential to being human.

Three aspects of traditional Aristotelian essences are noteworthy. First, they are universal. Tina and Tom both belong to the species ‘human’ because they share the same essence. Thus, Aristotelians hold that essences explain why individuals belong to a certain kind or species. Second, the essential features of a thing are its core features, and they are explanatorily prior to any non-essential features. The ability to laugh, for example, is something humans cannot lack, but it is not an essential quality because it depends on rationality, which is explanatorily prior. Finally, according to Aristotelians essential features are intrinsic. This last point is often not mentioned, presumably because it is taken for granted (it is made explicit, though, by Cohen & Reeve 2021).

In the early modern period, many aspects of the Aristotelian metaphysical framework are overthrown. This includes, for instance, the notions of substantial form and prime matter, which many early modern philosophers deem useless or confused. Other Aristotelian concepts and tools, however, continue to be used; among them is the notion of essence. Despite their strongly anti-Aristotelian rhetoric, philosophers such as Descartes, Hobbes, and Cavendish more or less adhere to an Aristotelian conception of essence (Schechtman 2024).

What about Spinoza? As recent scholarship has shown, there is at least one clear point of divergence between Spinoza and the Aristotelian tradition: Spinozistic essences are most likely individual essences (Martin 2008; Della Rocca 2008). For Spinoza, humans do not all share the same essence; instead each human being has a highly specific individual essence. In fact, Spinoza tends to view general kind concepts, such as ‘human’ or ‘horse,’ as epistemically problematic. Such concepts may mislead us because they tempt us to ignore real and meaningful differences between distinct things in the world. Like many other philosophers of the second half of the seventeenth century (including, e.g., Leibniz), Spinoza severs the connection between essences and kinds (Schechtman 2024).

Setting this issue aside, however, many commentators have argued that Spinoza by and large adopts an Aristotelian framework of essence. Here is Thomas Ward’s succinct summary of this reading:

Although [Spinoza] rejects part of the Aristotelian conception of essence, according to which it is in virtue of its essence that a thing is a member of a kind, he nevertheless retains a different part of an Aristotelian conception of essence, according to which an essence is some structural feature of a thing which causally explains other, non-essential features. (Ward 2011, p. 44)

Thus, it seems that according to Spinoza essences are intrinsic features of things, and they are explanatorily prior in that they account for the less fundamental features of such things. It thus seems that, except for the fact that his essences are individual while Aristotelian essences are universal, Spinoza accepts much of the Aristotelian framework.

In contrast, I argue that Spinoza’s account of essence is much less Aristotelian than this commonly held view might suggest. The main issue is that Spinoza questions an idea which Aristotelians, and many other philosophers, simply take for granted: that the essence of a thing tells us what that thing is. On Spinoza’s view, essences – at least the essences of singular things – can do so only in part. 

To see why this is so, it is important to note (i) how singular things relate to God for Spinoza, and (ii) how singular things relate to their own causal history.

As for the first point, Spinoza is a substance monist, who holds that God is the only substance. Everything else—be it tables, apples, or planets—is ‘in’ God and can only be ‘conceived through’ God (E1def5). Thus, in order to (fully) understand what a certain singular thing is, one needs to understand God.

As for the second point, Spinoza holds that “[t]he cognition of an effect depends on, and involves, the cognition of its cause” (E1ax4, translation modified). Thus, in order to (fully) understand what a singular thing is, one must grasp the entire causal history of the thing.

It may seem, then, that essences are really packed, or ‘overloaded,’ for Spinoza (Della Rocca 2008; Lin 2012). But this is not his view. In fact, Spinoza tries to explicitly avoid the ‘overloading’ of essences. At an important passage, he writes that “singular things can neither be nor be conceived without God, and nevertheless, God does not pertain to their essence” (E2p10s2). Similarly, Spinoza does not include the causal history of singular things in their essences.

The result is that, unlike Aristotelians, Spinoza believes that the essences of singular things do not render these things fully conceivable. Both God and the causal history of a thing are needed to fully grasp what a thing is. But since Spinoza excludes information about God and causal history from the essences of singular things, grasping these essences does not enable us to (fully) understand what the things they are essences of truly are. From this we can conclude that Spinoza’s view of essences and their theoretical role is quite different from the traditional Aristotelian account.

Want more?

See the full article at https://journals.publishing.umich.edu/ergo/article/id/2266/.

References

  • Cohen, S. Marc and C. D. C. Reeve (2021). “Aristotle’s Metaphysics.” In: The Stanford Encyclopedia of Philosophy (Winter 2021 Edition). Ed by Edward N. Zalta. URL = <https://plato.stanford.edu/archives/win2021/entries/aristotle-metaphysics/>.
  • Della Rocca, Michael (2008). Spinoza. Routledge.
  • Lin, Martin (2012). “Rationalism and Necessitarianism.” Noûs 46(3): 418–48.
  • Martin, Christopher (2008). “The Framework of Essences in Spinoza’s Ethics.” British Journal for the History of Philosophy 16(3): 489–509.
  • Newlands, Samuel (2018). Reconceiving Spinoza. Oxford University Press.
  • Schechtman, Anat (2024). “Modern.” In: The Routledge Handbook of Essence in Philosophy. Ed. by Kathrin Koslicki and Michael Raven. Routledge, 41-52.
  • Spinoza, Baruch de (1985). The Collected Works of Spinoza (2 vols.). Ed. and trans. by E. Curley. Princeton University Press. [References to the Ethics (E) are cited by using the following abbreviations: ax = axiom, d = demonstration, def = definition, p = part, s = scholium.]
  • Ward, Thomas (2011). “Spinoza on the Essences of Modes. British Journal for the History of Philosophy 19 (1): 19–46.
  • Wolfson, Harry (1934). The Philosophy of Spinoza. Harvard University Press.

About the author

Picture of the author

Sebastian Bender is Assistant Professor in Philosophy at the University of Göttingen. His research focuses on early modern philosophy, especially on the metaphysics, epistemology, philosophy of mind, and political philosophy of this era. He writes on figures such as Francisco Suárez, René Descartes, Nicolas Malebranche, Baruch de Spinoza, Gottfried Wilhelm Leibniz, Anne Conway, John Locke, Margaret Cavendish, George Berkeley, David Hume, and Immanuel Kant.

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Charles Goldhaber – “The Humors in Hume’s Skepticism”

An enigmatic winged female figure is surrounded by the symbols of mathematics, alchemy, and the crafts. She looks gloomy and melancholic, but also in the grip of inspired and creative contemplation. She is thought to be a symbol of scientific and artistic creativity.
Melencolia I” (1514) Albrecht Dürer

In this post, Charles Goldhaber discusses the article he recently published in Ergo. The full-length version of Charles’ article can be found here.

Something very surprising occurs in the “Conclusion” to Book I of David Hume’s A Treatise of Human Nature: he pauses to survey some of the skeptical strands within the “science of man”, and doing so causes his generally dispassionate tone to explode into a turbulent personal narrative.

He describes himself as plunging into an extremely gloomy mood. Sunken, he fancies himself

“some strange uncouth monster…inviron’d with the deepest darkness” (T 1.4.7.2).

When this “philosophical melancholy and delirium” reaches a fever pitch, Hume reports:

“The intense view of these manifold contradictions and imperfections in human reason has so wrought upon me, and heated my brain, that I am ready to reject all belief and reasoning, and can look upon no opinion even as more probable or likely than another” (T 1.4.7.8–9).

Hume’s drastic shift in literary style and severe mental state are striking, but perhaps even more surprising is the fact that, within just a few pages, he seems to have recovered entirely. He says:

“I feel an ambition to arise in me of contributing to the instruction of mankind, and of acquiring a name by my inventions and discoveries” (T 1.4.7.12). 

He then launches headfirst into his account of the passions in Book II, seemingly untroubled by the skeptical implications of his own findings.

What happened here? How did Hume break out of his melancholy and resume his philosophical pursuits? Why did he even bother to write about his mental state—and in such a curiously stylish way at that?

I think the style of his writing is our best clue to answering all these questions. Or rather, the clue is Hume’s use of a swath of words and images deriving from ancient and medieval medicine.

On the humoral theory, health consists in a balance of four humors, or essential bodily liquids: black bile, blood, yellow bile, and phlegm. Each of them corresponds to one of four temperaments, or disposition to certain characteristic passions, actions, and ailments.

Interestingly, Hume’s recovery from “philosophical melancholy” in the “Conclusion” involves four transitional stages: Before resuming philosophy, Hume is melancholic, enjoys social pleasures, feels aggression toward philosophy, and then rests. Close attention to Hume’s description of these transitional stages reveals that he makes deliberate allusions to one of the four humors or temperaments in each.

This suggests that his recovery occurs when his cycle through the four humors produces a balance between them. For Hume, a healthy mental state is one which incorporates a moderate degree of all four temperaments.

Hume’s humoral allusions resolve a textual puzzle about the progression of his personal narrative in the “Conclusion.” Perhaps more interestingly, they also help us understand how Hume conceived of skepticism and its role in human life.

By associating excessive skepticism with melancholy, heated brains, and lycanthropic delusions, Hume invites his readers to conceive of it along the lines of classical diseases resulting from the excess of black bile. Such diseases were thought to have been especially common in philosophers, whose intense, often brooding reflections encouraged the production of black bile and the corresponding “melancholic” temperament. Philosophers would benefit from tempering these excesses through activities associated with the other humors or temperaments, as Hume himself does in the “Conclusion.”

Yet black bile was not taken to be inherently unhealthy. Some of it was necessary for humoral balance. Likewise, though Hume emphasizes the dangers of excessive skepticism, he finds a more moderate degree to be salutary. Hume’s invocation of the humoral theory of medicine then helps us see that skepticism can both threaten and restore a healthy mind, depending on the degree of its predominance in our thought.

You might wonder whether Hume would really invoke an antiquated medical theory in his writings. After all, Hume was highly critical of the “occult qualities” appealed to by the “antients” (T 1.4.3.8), and he wrote the Treatise during a boom in Scottish medical innovations.

You might also worry that Hume’s invocation of humoral theory saps his claims on the value and management of skepticism of any plausibility. After all, we know that health is more than a matter of balancing liquids.

Both worries are answerable. First, though by Hume’s youth humoral medicine had lost its status as the dominant theoretical orthodoxy, it continued to hold sway over medical practice. On top of this, temperament psychology remained a rich source of themes in literature well beyond Hume’s life.

Second, Hume’s point that skepticism can be both healthy and harmful depending on degree does not rely on any literal endorsement of humoral theory. Indeed, it’s unclear which medical theory Hume endorsed, if any. What is clear is that Hume found humoral theory to be a helpful analogy for thinking about how skepticism can be moderated in ways that promote healthy doxastic dispositions – and that is a point on which we can agree, even while rejecting the medical theory.

The humoral allusions in Hume’s discussion of skepticism can help us revive a promising approach to epistemology which currently has no modern equivalent. The core idea is that proper mental functioning involves a balance of tendencies to reason and believe in certain ways. Certain epistemic vices, such as skepticism and dogmatism, are extreme expressions of the very same tendencies. The vices are then more a matter of degree than of doctrine.

As a result, even skeptics and dogmatists can lead us toward proper mental functioning, when adopting some share of their dispositions helps us correct our own imbalances. We do not need to accept humoral theory to appreciate this idea, but it’s an idea that Hume’s invocations of humoral theory can lead us to see for the first time.

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Read the full article at https://journals.publishing.umich.edu/ergo/article/id/1127/

About the author

Charles Goldhaber is a Visiting Assistant Professor at Haverford College. His research focuses on skepticism in contemporary epistemology and the early modern era, especially in Hume and Kant.